Capital-markets deals

    Transactions detected in SEC filings. Only rows with an SEC source link are shown; open the filing for terms.

    DateTypeDealPartiesSource
    2026-10-13ConvertibleCipher Digital Inc. Convertible — $850M
    Morgan Stanley bookrunner
    Goldman Sachs bookrunner
    CIFR issuer
    		SEC filing
    2026-10-12ConvertibleCartesian Growth Corp II Convertible — $150K
    Cartesian Growth Corp II issuer
    CGC II Sponsor LLC lender
    		SEC filing
    2026-10-09ConvertibleNextTrip, Inc. Stockholders Approve Issuance of Shares to Lind Global Fund III LP
    Lind Global Fund III LP lender
    NTRP issuer
    		SEC filing
    2026-10-09ConvertibleFlyte Aviation, Inc. Convertible — $2M
    VJET issuer
    Dawson James Securities, Inc. underwriter
    		SEC filing
    2026-10-07ConvertibleTruGolf Holdings, Inc. Designates Series C Non-Voting Convertible Preferred Stock
    TRUG issuer
    		SEC filing
    2026-10-06ConvertibleFirst Digital Group Limited Convertible — $25M
    First Digital Group Limited issuer
    Millennial Trading Limited lender
    		SEC filing
    2026-10-06ConvertibleCDT Equity Inc. Convertible — $6.8M
    J.J. Astor & Co. lender
    CDT Equity Inc. issuer
    		SEC filing
    2026-10-05ConvertibleAxiom Solutions International, Inc. Convertible — $2B
    Axiom Solutions International, Inc. issuer
    General Catalyst bookrunner
    Koch Equity Development bookrunner
    		SEC filing
    2026-10-05ConvertibleauthID Inc. Convertible — $1.4M
    AUID issuer
    Madison Global Partners, LLC underwriter
    		SEC filing
    2026-09-30ConvertibleTAE Technologies, Inc. Convertible — $200M
    TAE Technologies, Inc. issuer
    DJT lender
    		SEC filing
    2026-09-30ConvertibleBoxlight Corp Convertible — $850K
    BOXL issuer
    J.J. Astor & Co. lender
    		SEC filing
    2026-09-30ConvertiblePicard Medical, Inc. Issues 3% Unsecured Convertible Note Due 2027
    Picard Medical, Inc. issuer
    		SEC filing
    2026-09-29ConvertibleOmnitek Engineering Corp Convertible — $367K
    OMTK issuer
    Hawkeye Digital Inc. investor
    		SEC filing
    2026-09-28ConvertibleT1 Energy Inc. Enters into Note Purchase Agreement for 4.75% Convertible Senior Notes due 2031
    T1 Energy Inc. issuer
    		SEC filing
    2026-09-28ConvertibleSummit Therapeutics Inc. Convertible — $2B
    SMMT issuer
    AZN acquirer
    		SEC filing
    2026-09-28ConvertibleONAR Holding Corporation Convertible — $20M
    ONAR issuer
    		SEC filing
    2026-09-22ConvertibleColumbus Acquisition Corp. Convertible — $50K
    Columbus Acquisition Corp. issuer
    WISeSat.Space Corp. lender
    		SEC filing
    2026-09-21ConvertibleRainmaker Worldwide Inc. Convertible — $164K
    Rainmaker Worldwide Inc. issuer
    		SEC filing
    2026-09-21ConvertibleLIBERTY STAR URANIUM & METALS CORP. Convertible — $96K
    LBSR issuer
    Monroe Street Capital Partners LP lender
    		SEC filing
    2026-09-21ConvertibleBrand Engagement Network Issues 123,650 Warrants in Connection with Private Placement
    BNAI issuer
    		SEC filing
    2026-09-17ConvertiblePiedmont Operating Partnership, LP Issues 2.875% Exchangeable Senior Notes due 2031
    Piedmont Operating Partnership, LP issuer
    PDM issuer
    U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION advisor
    		SEC filing
    2026-09-17ConvertibleCoreWeave, Inc. Convertible — $3B
    CRWV issuer
    		SEC filing
    2026-09-17ConvertibleHalozyme Therapeutics, Inc. Convertible — $1.3B
    HALO issuer
    		SEC filing
    2026-09-17ConvertibleEigenQ, Inc. Convertible — $45M
    EigenQ, Inc. issuer
    		SEC filing
    2026-09-17ConvertiblePBF Energy Inc. Convertible — $550M
    PBF issuer
    PBF Holding Company LLC issuer
    WFC underwriter
    PBF Finance Corporation issuer
    		SEC filing
    2026-09-16ConvertibleProfusa, Inc. Convertible — $385K
    Profusa, Inc. issuer
    Ascent Partners Fund LLC lender
    		SEC filing
    2026-09-16ConvertibleAxon Enterprise, Inc. Convertible — $1B
    AXON issuer
    Goldman Sachs & Co. LLC bookrunner
    Morgan Stanley & Co. LLC bookrunner
    J.P. Morgan Securities LLC bookrunner
    		SEC filing
    2026-09-15ConvertiblePBF Holding Company LLC Convertible — $500M
    PBF issuer
    PBF Holding Company LLC issuer
    		SEC filing
    2026-09-15ConvertibleAXON ENTERPRISE, INC. Convertible — $1B
    AXON issuer
    Goldman Sachs & Co. LLC bookrunner
    Morgan Stanley & Co. LLC bookrunner
    		SEC filing
    2026-09-15ConvertibleSadot Group Inc. Convertible — $100M
    SDOT issuer
    		SEC filing
    2026-09-14ConvertiblePiedmont Realty Trust, Inc. Convertible — $200M
    PDM issuer
    Piedmont Operating Partnership, LP issuer
    		SEC filing
    2026-09-14ConvertiblePBF Holding Company LLC Convertible — $500M
    PBF issuer
    PBF Finance Corporation issuer
    PBF issuer
    		SEC filing
    2026-09-14ConvertiblePBF Energy Inc. Convertible — $500M
    PBF issuer
    PBF Holding Company LLC issuer
    PBF Finance Corporation issuer
    		SEC filing
    2026-09-14ConvertibleShuttle Pharmaceuticals Holdings, Inc. Issues Common Stock and Warrants Following Preferred Conversion
    SHPH issuer
    		SEC filing
    2026-09-14ConvertibleDream Finders Homes, Inc. Convertible — $675M
    DFH issuer
    		SEC filing
    2026-09-14ConvertibleCDT Equity Inc. Convertible — $1.6M
    CDT Equity Inc. issuer
    J.J. Astor & Co. lender
    		SEC filing
    2026-09-11ConvertibleGlucotrack, Inc. Convertible — $12M
    GCTK issuer
    Dawson James Securities, Inc. underwriter
    		SEC filing
    2026-09-11ConvertibleEvernorth Holdings Inc. Convertible — $30M
    Evernorth Holdings Inc. issuer
    NH Investment & Securities Co. lender
    Armada Acquisition Corp. II target
    		SEC filing
    2026-09-10ConvertibleRedwood Trust, Inc. Convertible — $150M
    RWT issuer
    		SEC filing
    2026-09-10ConvertibleNuvve Holding Corp. Convertible — $280K
    NVVE issuer
    FirstFire Global Opportunities Fund, LLC lender
    Digital Offering LLC underwriter
    		SEC filing
    2026-09-09ConvertibleBKV Corporation Convertible — $500M
    BKV issuer
    		SEC filing
    2026-09-04ConvertibleEos SENOLYTIX, Inc. Convertible Promissory Note Issuance
    Eos SENOLYTIX, Inc. issuer
    		SEC filing
    2026-09-04ConvertibleSoundHound AI Enters Registration Rights Agreement for LivePerson Restructured Notes
    SOUN issuer
    LivePerson, Inc. target
    		SEC filing
    2026-09-04ConvertibleBanzai International, Inc. Convertible — $2.1M
    BNZI issuer
    Evergreen Capital Management LLC lender
    Aegis Capital Corp. bookrunner
    		SEC filing
    2026-09-04ConvertiblePronghorn Resources, LLC Convertible — $3M
    Pronghorn Resources, LLC issuer
    GridAI Technologies Corp. lender
    		SEC filing
    2026-09-04ConvertibleCerenome, Inc. Convertible — $21M
    CNSY issuer
    3i, LP lender
    		SEC filing
    2026-09-01ConvertibleProfusa, Inc. Convertible — $330K
    PFSA issuer
    Ascent Partners Fund LLC lender
    		SEC filing
    2026-09-01ConvertibleProfusa, Inc. Convertible — $300K
    Ascent Partners Fund LLC lender
    PFSA issuer
    		SEC filing
    2026-08-31ConvertibleLongevity Health Holdings, Inc. Convertible — $417K
    K&L Gates LLP advisor
    Puritan Partners LLC lender
    Longevity Health Holdings, Inc. issuer
    		SEC filing
    2026-08-28ConvertibleNex Neo Tech Inc. Convertible — $20K
    Nex Neo Tech Inc. issuer
    Zetoria LLC lender
    		SEC filing
    2026-08-26ConvertiblePluri Inc. Issues Common and Pre-Funded Warrants
    PLUR issuer
    		SEC filing
    2026-08-21ConvertibleWhiteFiber, Inc. Convertible — $250M
    WYFI issuer
    		SEC filing
    2026-08-21ConvertibleAMC Robotics Corporation Convertible — $2.1M
    AMCI issuer
    		SEC filing
    2026-08-19ConvertibleOpendoor Technologies Inc. Enters Indenture for 0.00% Convertible Senior Notes due 2030
    OPEN issuer
    		SEC filing
    2026-08-19ConvertibleBackblaze, Inc. Convertible — $175M
    BLZE issuer
    		SEC filing
    2026-08-18ConvertibleBackblaze, Inc. Convertible — $150M
    BLZE issuer
    BofA Securities, Inc. bookrunner
    		SEC filing
    2026-08-18ConvertibleMarvell Technology, Inc. Issues Warrant to Google LLC for 58.9 Million Shares
    MRVL issuer
    Google LLC bookrunner
    		SEC filing
    2026-08-18ConvertibleDatavault AI Inc. Convertible — $25M
    Datavault AI Inc. issuer
    Streeterville Capital, LLC lender
    		SEC filing
    2026-08-17ConvertibleDynatrace, Inc. Convertible — $1.3B
    DT issuer
    Dynatrace LLC issuer
    		SEC filing
    2026-08-12ConvertibleLocal Bounti Corporation Convertible — $13M
    LOCL issuer
    		SEC filing

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