Capital-markets deals
Transactions detected in SEC filings. Only rows with an SEC source link are shown; open the filing for terms.
| Date | Type | Deal | Parties | Source |
|---|---|---|---|---|
| 2026-10-15 | Ratings | Co-Diagnostics, Inc. Fails to Reach Quorum for Annual Meeting | CODX issuer | SEC filing |
| 2026-10-15 | Ratings | bioAffinity Technologies to Present CyPath Lung Data at CHEST 2026 | BIAF issuer | SEC filing |
| 2026-10-15 | Ratings | Sinda Ltd. Appoints Scott Cole as Interim CFO Following Departure of Luis Barreto | SIND issuer | SEC filing |
| 2026-10-15 | Ratings | Quantum-Si Regains Compliance with Nasdaq Minimum Bid Price Requirement | QSI issuer | SEC filing |
| 2026-10-15 | Ratings | Edesa Biotech Announces FDA Clearance of IND Application for Phase 2 Clinical Study of EB06 | EDSA issuer | SEC filing |
| 2026-10-15 | Ratings | Edesa Biotech Reports FDA Clearance of IND Application for Phase 2 Study of EB06 | EDSA issuer | SEC filing |
| 2026-10-15 | Ratings | Krystal Biotech Announces Positive Clinical Data for New Dermatology Program KB113 | KRYS issuer | SEC filing |
| 2026-10-15 | Ratings | Carpenter Technology Corporation Announces General Counsel Succession | CRS issuer | SEC filing |
| 2026-10-14 | Ratings | Xeris Biopharma Holdings Files Patent Infringement Lawsuits Against Torrent Pharma and Rising Pharma | XERS issuer | SEC filing |
| 2026-10-14 | Ratings | Compass, Inc. Appoints Google Executive Sissie Hsiao to Board; Charles Phillips Steps Down | COMP issuer | SEC filing |
| 2026-10-14 | Ratings | Quoin Pharmaceuticals QRX003 Granted Orphan Drug Designation by EMA | QNRX issuer | SEC filing |
| 2026-10-14 | Ratings | Hyster-Yale, Inc. Appoints Matthew Cornell as Chief Financial Officer | HY issuer | SEC filing |
| 2026-10-14 | Ratings | REGENXBIO Inc. Announces Resignation of Kenneth T. Mills and Appointment of George Migausky as Chairman | RGNX issuer | SEC filing |
| 2026-10-13 | Ratings | BK Technologies Corp Reports Partial Roof Collapse at Corporate Headquarters | BKTI issuer | SEC filing |
| 2026-10-13 | Ratings | Mueller Water Products Appoints Michael Morgan as Chief Financial Officer | MWA issuer | SEC filing |
| 2026-10-13 | Ratings | bioAffinity Technologies to Present Positive Research Data at CHEST 2026 | BIAF issuer | SEC filing |
| 2026-10-13 | Ratings | Andersen Group Inc. Appoints Daniel DePaoli and Peter Coscia to Board of Directors | ANDG issuer | SEC filing |
| 2026-10-12 | Ratings | Mirum Pharmaceuticals Announces Positive Phase 3 EXPAND Study Results for LIVMARLI | MIRM issuer | SEC filing |
| 2026-10-12 | Ratings | Lazard, Inc. Announces Resignation of Chief Accounting Officer Michael Gathy | LAZ issuer | SEC filing |
| 2026-10-12 | Ratings | Dr. Gorjan Hrustanovic Resigns from Olema Pharmaceuticals Board; Dr. Prakash Raman Appointed to Committees | OLMA issuer | SEC filing |
| 2026-10-12 | Ratings | David Moatazedi to Step Down from Biomerica, Inc. Board of Directors | BMRA issuer | SEC filing |
| 2026-10-09 | Ratings | Artelo Biosciences, Inc. Monitors Nasdaq $5M Market Value of Listed Securities Rule | ARTL issuer | SEC filing |
| 2026-10-09 | Ratings | Starfighters Space, Inc. Amends and Restates Bylaws | FJET issuer | SEC filing |
| 2026-10-09 | Ratings | AgEagle Aerial Systems Inc. Chief Operating Officer Brent Pope to Retire | UAVS issuer | SEC filing |
| 2026-10-09 | Ratings | IT Tech Packaging, Inc. Announces NYSE Regulation Acceptance of Extension Request | ITP issuer | SEC filing |
| 2026-10-09 | Ratings | Prudential Financial Provides Update on FSA Orders and Path Forward for its Japan Businesses | PRU issuer Prudential of Japan issuer Gibraltar Life Insurance Company, Ltd. issuer | SEC filing |
| 2026-10-09 | Ratings | Lunai Bioworks, Inc. Requests Immediate Trading Suspension from Nasdaq | LNAI issuer Seven Points Capital LLC target | SEC filing |
| 2026-10-09 | Ratings | Verde Resources, Inc. Announces Changes in Registrant's Certifying Accountant | VRDR issuer | SEC filing |
| 2026-10-09 | Ratings | Artelo Biosciences, Inc. Identifies Potential Nasdaq Delisting Risk Under New MVLS Rule | ARTL issuer | SEC filing |
| 2026-10-09 | Ratings | Artelo Biosciences, Inc. Identifies Potential Delisting Risk Under New Nasdaq MVLS Rule | ARTL issuer | SEC filing |
| 2026-10-09 | Ratings | Artelo Biosciences, Inc. Monitors Nasdaq $5M MVLS Rule Compliance | ARTL issuer | SEC filing |
| 2026-10-09 | Ratings | Brightline Interactive, Inc. Engages CXO Partners for Outsourced CFO Services | Brightline Interactive, Inc. issuer | SEC filing |
| 2026-10-09 | Ratings | Blackstone Inc. Director Joseph Baratta to Retire; Board Size Reduced | BX issuer | SEC filing |
| 2026-10-08 | Ratings | Vir Biotechnology Announces VIR-5500 Received FDA Fast Track Designation for Prostate Cancer | VIR issuer Astellas Pharma Inc. advisor | SEC filing |
| 2026-10-08 | Ratings | Vir Biotechnology Announces VIR-5500 Received FDA Fast Track Designation | VIR issuer Astellas Pharma Inc. sponsor | SEC filing |
| 2026-10-08 | Ratings | bioAffinity Technologies Announces Notification of Japanese Patent Allowance Covering Noninvasive CyPath Lung and AI-Built Algorithm | BIAF issuer | SEC filing |
| 2026-10-08 | Ratings | bioAffinity Technologies Announces Japanese Patent Allowance for CyPath Lung | BIAF issuer | SEC filing |
| 2026-10-08 | Ratings | Perspective Therapeutics Granted Fast Track Designation for [212Pb]PSV359 | CATX issuer | SEC filing |
| 2026-10-08 | Ratings | HubSpot, Inc. Announces Resignation of Chief Legal Officer Erika Fisher | HUBS issuer | SEC filing |
| 2026-10-08 | Ratings | Enerpac Tool Group Elects Charles T. Lauber as New Director | EPAC issuer | SEC filing |
| 2026-10-08 | Ratings | Goldenwell Biotech Appoints Ming Zhou to Board; CEO Gifts 20.2% Stake | Goldenwell Biotech, Inc. issuer | SEC filing |
| 2026-10-08 | Ratings | Satellogic Inc. Approves $150,000 Bonus for Interim CFO Dustin Greer | SATL issuer | SEC filing |
| 2026-10-08 | Ratings | EastGroup Properties, Inc. Appoints Bethany Logan Ropa and Robyn R. Werner to Audit Committee | EGP issuer | SEC filing |
| 2026-10-07 | Ratings | BCB Bancorp, Inc. Announces New Directors and Reorganization of C-Suite | BCBP issuer | SEC filing |
| 2026-10-07 | Ratings | TE Connectivity plc Announces Retirement of Director William A. Jeffrey | TEL issuer | SEC filing |
| 2026-10-07 | Ratings | Venture Global Calcasieu Pass Receives Partial Final Award in Arbitration with Galp Trading S.A. | VG issuer Galp Trading S.A. target | SEC filing |
| 2026-10-07 | Ratings | Janet Risi Field Resigns from Onterris, Inc. Board of Directors | ONT issuer | SEC filing |
| 2026-10-07 | Ratings | Avalanche Treasury Corp Regains Compliance with Nasdaq Minimum Bid Price Requirement | AVAT issuer | SEC filing |
| 2026-10-07 | Ratings | IT Tech Packaging, Inc. Announces NYSE Regulation Acceptance of Extension Request; Listing Continued Through April 15, 2027 | ITP issuer | SEC filing |
| 2026-10-07 | Ratings | IT Tech Packaging, Inc. receives NYSE American extension through April 2027 | ITP issuer | SEC filing |
| 2026-10-07 | Ratings | Cisco Systems, Inc. Appoints Girish D. Rishi to Board of Directors | CSCO issuer | SEC filing |
| 2026-10-07 | Ratings | Streamex Corp. Receives Nasdaq Minimum Bid Price Deficiency Notice | STEX issuer | SEC filing |
| 2026-10-07 | Ratings | Crescent Private Credit Income Corp Appoints Gerhard Lombard as Interim CFO | Crescent Private Credit Income Corp issuer | SEC filing |
| 2026-10-07 | Ratings | CN Healthy Food Tech Group Corp. Regains Nasdaq Compliance Subject to One-Year Monitor | UCFI issuer | SEC filing |
| 2026-10-07 | Ratings | Plum Acquisition Corp. IV Receives Nasdaq Notice Regarding Minimum Total Holders Requirement | PLMK issuer | SEC filing |
| 2026-10-06 | Ratings | IT TECH PACKAGING, INC. Engages Audit Alliance LLP as Independent Auditor | ITP issuer | SEC filing |
| 2026-10-06 | Ratings | Bluejay Diagnostics Announces SYMON-II Clinical Dataset Details Supporting Evaluation of Mortality Risk in Sepsis | BJDX issuer | SEC filing |
| 2026-10-06 | Ratings | Gulf Resources, Inc. Regains Compliance with Nasdaq Listing Requirements | GURE issuer | SEC filing |
| 2026-10-06 | Ratings | RTB Digital, Inc. Appoints Erin Schaefer as Director | RTB issuer | SEC filing |
| 2026-10-06 | Ratings | Bluejay Diagnostics Announces SYMON-II Clinical Dataset Details | BJDX issuer | SEC filing |
Related: Event-driven opportunities ยท Macro signals history